Position Details

Type Full-Time

Experience executive

Exp. Years 8+ years

Education Bachelor's or Master's degree in Accounting, Finance or related field

Category Finance & Accounting

About this role

Director-level banking role focused on managing and expanding client relationships within a large bank, with licensing and regulatory compliance responsibilities.

Key Responsibilities

Oversee banking relationships and profitability
Lead expansion in target markets
Ensure regulatory compliance and risk controls
Collaborate with leadership on strategic initiatives
Direct team performance and development

Technical Overview

Regulatory compliance and risk management leadership in financial services; licensing (NMLS) and regulatory regimes (Reg Z, FDIA, FINRA).

Ideal Candidate

Executive banking leader with 8+ years in banking and a focus on regulatory compliance, licensing (NMLS), risk management, and driving client-facing performance in an urban LA market.

Must-Have Skills

None listed

Tools & Platforms

NMLSReg ZE-VerifyFINRAFDIABank Secrecy Act

Required Skills

Bachelor's or Master's in Accounting/Finance; 8+ years banking experience; 3+ years managerial experience; NMLS registration; Reg Z; E-Verify; FDIA; FINRA; background checks

Certifications

Required

NMLS registration

Industry & Role

Industry Banking

Job Function Direct banking operations and relationship management for major clients

Role Subtype Director

Keywords for Your Resume

ascent director of bankingdirector of bankingbankingfinancial servicesnmlsreg ze-verifyfdiafinrabackground checkscriminal historymortgage licensingbanking complianceleadershipregulatoryexecutive

Deal Breakers

Lack of NMLS registration, Insufficient banking leadership experience, Unable to operate onsite in Los Angeles

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Ascent Director of Banking

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