✦ Luna Orbit — Finance & Accounting

Ascent Managing Director Client Advisory

at U.S. Bank

📍 Los Angeles, CA Onsite Posted April 07, 2026
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Position Details

Type Full-Time
Experience executive
Exp. Years 15+ years
Education Bachelor's or Master's degree in Accounting, Finance or related field
Category Finance & Accounting

About this role

Ascent Managing Director Client Advisory leads UHNW client relationships, drives sales opportunities, and expands Ascent's presence in the ultra high net worth market with a focus on strategic financial services.

Key Responsibilities

  • Lead generalist relationship management for complex UHNW clients
  • Coordinate Ascent team activities
  • Develop and close sales opportunities
  • Expand UHNW market presence
  • Ensure regulatory compliance and risk controls

Technical Overview

Regulatory and risk-focused leadership in wealth management; licensing and compliance expertise (NMLS, Reg Z, FDIA, FINRA).

Ideal Candidate

An executive leader with extensive UHNW banking experience, strong regulatory knowledge (NMLS, Reg Z, FDIA), and the ability to drive growth and profitability through strategic client advisory programs.

Must-Have Skills

None listed

Tools & Platforms

NMLSReg ZE-VerifyFDIAFINRABank Secrecy Act

Required Skills

Bachelor's or Master's in Accounting/Finance; 15+ years financial services; 10+ years with UHNW clients; MBA/JD/CFP/CFA/CPA; NMLS registration

Certifications

Required

MBAJDCFPCFACPANMLS registration

Industry & Role

Industry Banking
Job Function Deliver strategic advisory services and drive growth for ultra high net worth banking clients
Role Subtype Director

Keywords for Your Resume

ascent managing director client advisoryrelationship managerultra high net worthbankingfinancial servicesmbajdcfpcfacpanmls registrations.a.f.e. actreg zfinrae-verifyfdiabackground checkscredit checksmortgage licensingbanking compliancerelationship management

Deal Breakers

No NMLS registration, Less than 15 years banking experience, Lack of UHNW client experience

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