Position Details

Type Full-Time

Experience entry

Exp. Years 3-5 years preferred

Education High School Diploma/Equivalent; Bachelor's degree preferred

Category Customer Success & Support

About this role

Associate Financial Advisor will work with an established Financial Advisor to serve clients, grow the branch, and help achieve firm strategy with training to obtain required licenses.

Key Responsibilities

Gather client information and suitability, meet with clients regularly, collaborate with professionals, research portfolios, coordinate with the branch team

Technical Overview

Finance role with licensing requirements; hands-on experience with client-facing financial planning tools and CRM software.

Ideal Candidate

The ideal candidate is an entry-level financial advisor with Series 7/66 or the ability to obtain, strong communication, client-service orientation, and a willingness to complete required training to serve clients and grow the branch.

Must-Have Skills

High School Diploma/Equivalent required; Bachelor's degree preferredSeries 7 and Series 66 requiredif not currently registeredregistrations may be obtained during the assigned study periodAt least 3-5 years of relevant experience in securities industry preferredFINRA licenses required within three months. State insurance licenses requiredAs an associateyou are required to complete all ongoing training offered by the firm and regulatory authoritiesas well as required training to maintain license in good standing

Nice-to-Have Skills

Sales experienceKnowledge of investments and financial planningFamiliarity with client onboarding processesCommunity networking for referrals

Tools & Platforms

MoneyGuideSalesforceMicrosoft Office

Required Skills

MoneyGuideSalesforceMicrosoft Officeclient servicesecurities knowledgeportfolio research

Hard Skills

MoneyGuideSalesforceMicrosoft Office

Soft Skills

Analytical thinkingAttention to detailAdaptabilityConversational skillsTeam collaboration

Certifications

Required

Series 7Series 66State insurance licenses

Industry & Role

Industry Financial Services

Job Function Provide personalized investment and financial solutions to clients and support branch growth

Role Subtype Sales & Business Development

Tech Domains Salesforce, Microsoft Office, MoneyGuide

Keywords for Your Resume

associate financial advisorfinancial advisorseries 7series 66moneyguidesalesforcemicrosoft officeclient servicesecurities industryinvestment solutionsportfolio researchbranchmarketingtraining programlicensedinvestmentportfoliolicensingtraining

Deal Breakers

Must have or be able to obtain Series 7 and Series 66 licenses, State insurance licenses required

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