Position Details

Salary $64K – $107K USD / year

Type Full-Time

Experience executive

Exp. Years 4+ years

Education Bachelor's degree (BS or BA)

Category Operations & Logistics

About this role

Director-level role in WM Operations focusing on Capital Markets & Crypto Risk. Responsible for operational risk management, control design, risk assessments, and audit coordination across trades, settlement, and crypto products.

Key Responsibilities

Lead risk and control activities
Coordinate external audits (SOC1, 10-K, FICCA) and internal exams
Facilitate risk assessments (iNFR-A) and control design
Develop management reports using Power BI, Excel, and PowerPoint
Collaborate with Team Manager for process improvements

Technical Overview

Involves risk controls, desktop procedures, and compliance frameworks with reporting via Power BI and Alteryx; requires cross-functional collaboration and audit coordination.

Ideal Candidate

The ideal candidate is an experienced risk leader with capital markets and crypto risk exposure, strong audit coordination skills, and ability to manage controls and deliver management reporting using Power BI and Alteryx.

Must-Have Skills

College degree (BS or BA)Power BI and Alteryx are a plus4 years' relevant experience would generally be expected to find the skills required for this roleAbility to lead by exampleExperience with PowerPoint and Excel for management reporting

Nice-to-Have Skills

Experience with external audits (SOC110-KFICCA)Knowledge of operational/compliance policies and procedures

Tools & Platforms

Power BIAlteryxExcelPowerPoint

Required Skills

operational risk managementrisk assessments (iNFR-A)audit coordinationdesktop proceduressupervisory procedurescompliance reviewsexternal audits (SOC110-KFICCA)Power BIAlteryxExcelPowerPointmanagement reportingregulatory expectations

Hard Skills

operational risk managementrisk assessments (iNFR-A)control designbusiness continuityentitlement managementinternal auditsexternal audits coordination (SOC110-KFICCA)Power BIAlteryxExcelPowerPointdesktop proceduressupervisory proceduresregulatory expectations

Soft Skills

strong organizational skillsattention to detailcommunicationinterpersonal skillscollaborationproblem-solvinglead by example

Industry & Role

Industry Banking

Job Function Oversee risk management and control activities for Capital Markets and Crypto operations within WM Operations.

Role Subtype Operations & Logistics

Keywords for Your Resume

operational risk managementrisk assessments (iNFR-A)audit coordinationSOC1SOC 110-KFICCAPower BIAlteryxExcelPowerPointdesktop proceduressupervisory proceduresprocess reviewsregulatory expectationsinternal auditsexternal auditsmanagement reportingrisk assessments

Deal Breakers

Less than 4 years' relevant experience, No Power BI or Alteryx experience, No college degree, Cannot prepare management reports using Excel/PowerPoint

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Capital Markets & Crypto Risk Director

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