Position Details
About this role
This role involves managing data-related risks, ensuring regulatory compliance, and preparing for audits within a financial services firm. The analyst serves as a subject-matter expert in data governance and risk management.
Key Responsibilities
- Lead data risk assessments
- Drive audit and exam readiness
- Serve as a governance consultant
- Manage governance assurance procedures
- Monitor regulatory landscape
Technical Overview
The position requires expertise in data governance frameworks, risk assessment methodologies, and regulatory standards such as SEC, FINRA, and OCC. Familiarity with data lifecycle management and audit processes is essential.
Ideal Candidate
The ideal candidate is a mid-level data governance professional with experience in risk assessment, regulatory compliance, and audit readiness within financial services. Strong communication and collaboration skills are essential.
Must-Have Skills
Nice-to-Have Skills
Tools & Platforms
Required Skills
Hard Skills
Soft Skills
Industry & Role
Keywords for Your Resume
Deal Breakers
Lack of experience in financial services, No knowledge of regulatory agencies like SEC or FINRA, No experience with data governance or risk assessment
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