✦ Luna Orbit — Executive & General Management

Field Supervision Director - Primary

at Jones Financial (Edward Jones)

📍 Tempe, AZ Hybrid Posted March 13, 2026
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Position Details

Type Not Specified
Experience lead
Exp. Years Not specified
Education Not specified
Category Executive & General Management

About this role

A leadership role responsible for overseeing compliance and supervisory activities within a financial services firm, ensuring adherence to industry regulations and managing client account supervision.

Key Responsibilities

  • Enforce compliance rules
  • Supervise client account activity
  • Partner with leadership on policies
  • Manage supervisory records
  • Ensure regulatory adherence

Technical Overview

Involves regulatory compliance enforcement, supervision of client activity, and leadership in a financial services environment with FINRA regulations.

Ideal Candidate

The ideal candidate is an experienced financial services professional with strong knowledge of FINRA regulations, supervisory experience, and leadership skills to oversee compliance and client account supervision across branch offices.

Must-Have Skills

Financial supervisionCompliance enforcementClient relationship managementRegulatory knowledgeTeam leadership

Nice-to-Have Skills

Strategic thinkingOperational oversight

Tools & Platforms

FINRA systemsElectronic processing systems

Required Skills

Financial supervisionCompliance enforcementClient relationship managementRegulatory knowledgeTeam leadershipOperational oversight

Hard Skills

Financial supervisionCompliance enforcementClient relationship managementRegulatory knowledgeTeam leadershipOperational oversight

Soft Skills

LeadershipCommunicationProblem-solvingStrategic thinkingCollaboration

Certifications

Required

FINRA Series 7FINRA Series 24

Industry & Role

Industry Financial Services
Job Function Leading compliance and supervision in financial services
Role Subtype Financial Compliance Supervisor

Keywords for Your Resume

Field Supervision DirectorFINRAComplianceClient account activitySupervisory principalRegulatory complianceRisk mitigationSupervisory recordsBranch supervisionFINRA Series 7FINRA Series 24Financial servicesClient relationshipRegulatory rulesOperational oversight

Deal Breakers

Lack of FINRA licensing (Series 7 and 24), Inability to work in a hybrid environment in Tempe, AZ

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