Position Details
About this role
Registered Branch Associate supports Edward Jones branch operations by deepening client relationships, opening accounts, executing buy/sell orders, and maintaining regulatory compliance.
Key Responsibilities
- Deepening relationships with existing clients; Gather suitability information to open new accounts; Research portfolio performance, costs, asset allocation, changes, and make recommendations; Execute Financial Advisor solicited buy/sell orders and confirm with clients; Actively business plan and work as a team to evaluate and execute branch strategies
Technical Overview
Regulatory-focused role with emphasis on FINRA rules and securities licensing; limited emphasis on IT tools; requires SIE/Series 7/66 and state licenses.
Ideal Candidate
The ideal candidate is a mid-level finance professional with Series 7/66, SIE, FINRA registrations, and state insurance licenses, capable of supporting financial advisors in a branch and maintaining regulatory compliance.
Must-Have Skills
Required Skills
Hard Skills
Soft Skills
Certifications
Required
Industry & Role
Keywords for Your Resume
Deal Breakers
No Series 7 and Series 66, Not FINRA registered within 3 months, Lack of state insurance licenses
Get matched to jobs like this
Luna finds roles that fit your skills and career goals — no endless scrolling required.
Create a Free Profile