Position Details

Type Full-Time

Experience mid

Exp. Years 3-5 years

Education High School Diploma/Equivalent; Bachelor's degree preferred

Category Sales & Business Development

About this role

Registered Branch Associate at Edward Jones supports Financial Advisors by handling branch processes, deepening client relationships, and opening new accounts. The role involves regulatory compliance, executing solicited trades, and addressing client questions to ensure a smooth client experience.

Key Responsibilities

Deepen relationships with existing clients
Gather information and collect suitability information to open new accounts
Research portfolio performance, costs/fees, asset allocation, and communicate recommendations
Execute Financial Advisor solicited buy/sell orders
Answer general client questions regarding stock recommendations and withdrawals

Technical Overview

Not applicable

Ideal Candidate

The ideal candidate is a mid-level finance/branch operations professional with strong regulatory knowledge (Series 7/66) and FINRA licensing, able to support financial advisors and open accounts while delivering excellent client service.

Must-Have Skills

High School Diploma/EquivalentSeries 7Series 66FINRA registrations within three monthsState insurance licenses

Nice-to-Have Skills

Bachelor's degree3-5 years of relevant experience in securities/financial services industry preferred

Required Skills

High School Diploma/EquivalentSeries 7Series 66FINRA registrationsState Insurance Licensesregulatory requirementsclient servicesuitability informationbuy/sell ordersopen new accountsresearch and communication

Hard Skills

Series 7Series 66FINRA registrationsState insurance licensesregulatory requirements

Soft Skills

Problem-solvingCritical thinkingAttention to detailTime managementTeamworkCommunication

Certifications

Required

Series 7Series 66FINRA registrationsState Insurance Licenses

Industry & Role

Industry Banking

Job Function Support Financial Advisors and branch operations to serve clients and open accounts

Role Subtype Branch associate

Keywords for Your Resume

Series 7Series 66FINRA registrationsState Insurance LicensesHigh School Diploma/EquivalentBachelor's degree in a business-related field3-5 years of relevant experience in securities/financial servicesopen new accountssuitability informationbuy/sell ordersregulatory requirements related to selling financial solutionsFinancial Advisorgather information and collect suitability information to open new accountscustomer serviceteam collaborationclient communicationregulatory authoritiesEdward Jonesclient service

Deal Breakers

No Series 7 or Series 66, No FINRA registrations, No State insurance licenses, Not authorized to work in the United States

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