✦ Luna Orbit — Finance & Accounting

Wealth Management Associate - NC, Raleigh, Wake Forest, Greenville & Wendell (2414)

at Equitable Holdings

📍 UNITED STATES-NC-Raleigh Onsite Posted March 29, 2026
Type Full-Time
Experience mid
Exp. Years Not specified
Education Bachelor's degree or equivalent skills and work experience
Category Finance & Accounting

Wealth Management Associate role within Equitable Advisors focused on client engagement, financial strategy development, and product/service consultation. In-office, licensing through FINRA, and professional designation pursuit are core pathways.

  • Build and nurture client relationships through networking events and portfolio management
  • Understand clients' financial objectives and risk tolerance to devise personalized strategies
  • Discuss financial products and services tailored to clients' unique situations
  • FINRA licensing training and PEP program participation
  • Pursue CFP and ChFC designations

Non-technical role emphasizing licensing, financial planning, and client relationship management; regulated environment with FINRA sponsorship and CFP/ChFC designation options.

The ideal candidate is a mid-level wealth management professional with active FINRA licenses (SIE, Series 7, Series 66) and Life & Health licensing, actively pursuing CFP or ChFC designations, and a proven ability to build client relationships and manage portfolios.

Bachelor's degree or equivalentState Life & Health licenseSIESeries 7Series 66Work Authorization in the United States
CERTIFIED FINANCIAL PLANNER (CFP)Chartered Financial Consultant (ChFC)Credentialed Holistic Financial Coach program
Bachelor's degree or equivalentState Life & Health licenseSIESeries 7Series 66CFPChFCcredentialed holistic financial coachFINRA sponsorshipclient engagementportfolio managementcommunication
SIE (Securities Industry Essentials)Series 7Series 66State Life & Health Insurance LicenseCERTIFIED FINANCIAL PLANNER (CFP)Chartered Financial Consultant (ChFC)Credentialed Holistic Financial CoachFINRA SponsorshipPortfolio managementFinancial planningCommunication skills
excellent interpersonal and communication abilitiesself-confidenceentrepreneurial spiritcollaborationmentorshipleadership development

Required

State Life & Health Insurance LicenseSecurities Industry Essentials (SIE)Series 7Series 66
Industry Insurance
Job Function Provide wealth management and financial planning services to clients while obtaining required licenses and pursuing professional designations
Role Subtype Wealth Management Associate
Wealth Management AssociateState Life & HealthSIESeries 7Series 66CERTIFIED FINANCIAL PLANNERCFPChartered Financial ConsultantChFCCredentialed Holistic Financial CoachFINRA SponsorshipBachelor's degreeLicensingportfolio managementfinancial planningclient engagementinterpersonal skillscommunication skillswork authorizationin-officeState Life & Health Insurance License

Must be authorized to work in the United States, Bachelor's degree required, Licensing (State Life & Health, SIE, Series 7, Series 66) required

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