Position Details

Type Full-Time

Experience entry

Exp. Years Not specified

Education Bachelor's degree or equivalent experience

Category Finance & Accounting

About this role

Wealth Management Associate path role designed to develop licensed financial professionals through structured training and licensing.

Key Responsibilities

Client engagement and relationship building
Develop financial strategies and recommendations
Discuss financial products and services
In-office presence required
Licensing and training support

Technical Overview

Licensing-focused role with FINRA requirements; some licensing training and in-office client engagement.

Ideal Candidate

The ideal candidate is an entry-level wealth management professional pursuing required FINRA licenses with strong client-facing and relationship-building aptitude, excellent communication, and a commitment to financial planning guidance.

Must-Have Skills

SIESeries 7Series 66Life & Health licensingFINRA licensing

Nice-to-Have Skills

CFPChFCsales experience

Tools & Platforms

FINRA licensing processesVirtual UniversityCRM (general)

Required Skills

SIESeries 7Series 66Life & Health licensingFINRA licensingportfolio managementclient engagementfinancial planningin-officecommunication

Hard Skills

SIESeries 7Series 66Life & Health InsuranceFINRA licensingPortfolio managementClient engagementFinancial planningCommunication

Soft Skills

interpersonal skillsexcellent communicationself-confidenceethical judgmentteam collaboration

Certifications

Required

SIESeries 7Series 66

Preferred

CFPChFC

Industry & Role

Industry Financial Services

Job Function Develop licensed wealth management professionals through client engagement and structured training

Role Subtype wealth management

Keywords for Your Resume

wealth management associatesieseries 7series 66life & health licensingfinra licensinglicensingportfolio managementclient engagementin-office presence requiredfinancial planningcertificationscfpchfcvirtual universitytrainingmentorshipfinancefinancial servicesSIESeries 7Series 66LicensingFINRAin-officeCFP

Deal Breakers

not authorized to work in the United States, not eligible for FINRA licensing (SIE/Series 7/66), lack of Bachelor's degree or equivalent experience

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Wealth Management Associate - NJ, Secaucus (4066)

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