Position Details

Type Full-Time

Experience entry

Exp. Years Not specified

Education Bachelor's degree or equivalent skills and work experience

Category Finance & Accounting

About this role

Wealth Management Associate position in New York, NY, offering a path to licensure via FINRA exams and a 120-day training period, with in-office client engagement and career progression toward CFP/ChFC.

Key Responsibilities

Build and nurture client relationships through networking events and portfolio management
Understand clients' financial objectives and risk tolerance to devise personalized strategies
Discuss financial products and services tailored to clients' unique situations
Location: In-office presence required
Participate in FINRA licensing and 120-day PEP training

Technical Overview

Focus on licensing, client relationships, financial planning, and portfolio management within a structured training environment; no software development responsibilities.

Ideal Candidate

The ideal candidate is an entry-level wealth management associate with a Bachelor's degree and mandatory FINRA licensing (SIE, Series 7, Series 66), eager to complete the licensing path through a 120-day PEP and training program at Equitable Advisors. Strong communication and an entrepreneurial mindset are key, with a focus on in-office client engagement and growth toward CFP/ChFC credentials.

Must-Have Skills

Bachelor's degree or equivalentState Life & Health licenseSIESeries 7Series 66Work Authorization to work in the United States

Nice-to-Have Skills

Certified Financial Planner (CFP)Chartered Financial Consultant (ChFC)

Required Skills

Bachelor's degree; State Life & Health; SIE; Series 7; Series 66; FINRA licensing; licensing; portfolio management; client engagement; communication; entrepreneurial spirit; collaboration; work authorization; CFP; ChFC; CERTIFIED FINANCIAL PLANNER; Chartered Financial Consultant

Hard Skills

State Life & HealthSIESeries 7Series 66FINRA LicensingPreliminary Employment Period (PEP)Virtual UniversityPortfolio managementFinancial PlanningBachelor's degreeCFPChartered Financial Consultant (ChFC)ChFC

Soft Skills

excellent interpersonal communicationstrong self-confidenceentrepreneurial spiritcollaborationvalues-driven

Certifications

Required

State Life & Health licenseSIESeries 7 licenseSeries 66 license

Preferred

Certified Financial Planner (CFP)Chartered Financial Consultant (ChFC)

Industry & Role

Industry Insurance

Job Function Support financial planning and client portfolio management while pursuing FINRA licensing through a structured training program

Role Subtype wealth management associate

Keywords for Your Resume

Wealth Management AssociateEquitable AdvisorsSIESeries 7Series 66State Life & HealthFINRA SponsorshipPreliminary Employment Period (PEP)PEPVirtual UniversityCFPChartered Financial Consultant (ChFC)ChFCBachelor's degreeIn-office presence requiredPortfolio managementClient engagementwealth managementequitable advisorssieseries 7series 66state life & healthfinra sponsorshippreliminary employment period (pep)pepvirtual university

Deal Breakers

Bachelor's degree required, Must be authorized to work in the United States, Must pursue FINRA licenses (SIE, Series 7, Series 66)

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Wealth Management Associate - NY, New York (5200)

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